Compliance Services
At Invenire, we provide practical compliance solutions, that align with the regulatory requirements, while remaining balanced and tailored to each client’s unique context. With extensive experience in both the financial sector and financial supervision, we take a hands-on approach—working closely with our clients to understand the objectives behind the regulations they face.
By recognising the regulator’s intent, we design solutions that are proportionate, commercially viable, and operationally effective. Our compliance specialists stay ahead of the latest regulatory developments and invest the time to understand each client’s business, enabling us to deliver customised solutions that benefit both the organisation and its end customers.
1
Regulatory Compliance Consulting
Advising on, interpreting, and implementing compliance obligations across multiple regions and sectors.
Services include:
-
Regulatory Gap Analysis – Comparing current operations against local and international regulatory requirements.
-
Compliance Operating Models – Designing global-to-local compliance governance structures.
-
Regulatory Change Management – Tracking new rules across jurisdictions and embedding change into business operations.
-
Cross-Border Regulatory Mapping – Mapping compliance obligations for multinational operations (GDPR, CCPA, DORA, ESG disclosures, AML, anti-bribery).
-
Policy & Procedure Development – Drafting and aligning compliance policies with global standards and local requirements.
2
Compliance Implementation & Embedding
Moving beyond advice to make compliance and risk processes operational.
Services include:
-
Control Design & Implementation – Embedding practical controls to meet both operational and regulatory standards.
-
Technology-Enabled Compliance – Automating compliance monitoring, reporting, and record-keeping.
-
Training & Awareness Programmes – Rolling out global compliance training tailored to risk exposure and local laws.
-
Operational Resilience Programmes – Meeting resilience regulations (e.g., UK PRA, EU DORA, APRA CPS 230).
3
Assurance & Independent Review
Providing an independent view on whether risk and compliance frameworks are effective and regulator-ready.
Services include:
-
Non-Financial Risk Audits – Assessing governance, processes, and controls for risk categories like TPRM, Technology, Data, Change.
-
Thematic Regulatory Reviews – Focused deep-dives on key topics such as conduct risk, third-party risk, or cyber resilience.
-
Regulatory Self-Assessment Support – Preparing and validating submissions to regulators.
-
Pre-Inspection Readiness Checks – Helping clients prepare for regulator or external audit visits.
4
Specialist Global Areas
We provide subject-matter expertise and cross-border compliance capability:
-
Third Party Risk Management (TPRM) – Global supply chain compliance and resilience.
-
Data Protection & Privacy – GDPR, CCPA, LGPD, PDPA compliance alignment.
-
ESG & Sustainability Compliance – CSRD, EU Taxonomy, climate-related disclosure regulations.
-
Technology & Cyber Risk – NIST, ISO 27001, local cyber laws and resilience standards.